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U.S. Trust Corporation
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#	Item
151	OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed] Add to Reading List Source URL: www.dtcc.com Language: English - Date: 2014-05-21 17:32:45 United States securities law 73rd United States Congress United States Securities and Exchange Commission Depository Trust & Clearing Corporation Securities Exchange Act U.S. Securities and Exchange Commission Security Federal Reserve System Securities regulation in the United States Financial economics Financial system Finance
152	CONTRIBUTING STOCK TO THE COMMUNITY FOUNDATION OF GREATER DUBUQUE Through U.S. Bank NA (note: please call the Foundation directly for mutual fund transfers) ELECTRONIC TRANSFER Add to Reading List Source URL: www.dbqfoundation.org Language: English - Date: 2014-02-28 18:23:12 Stock market Securities Central Securities Depositories Corporate finance Stock Depository Trust & Clearing Corporation Dubuque Iowa Brokerage firm Financial economics Financial system Finance
153	[removed]Federal Register / Vol. 79, No[removed]Thursday, May 29, [removed]Notices printing in the Commission’s Public Reference Room, 100 F Street NE., Add to Reading List Source URL: www.dtcc.com Language: English - Date: 2014-06-06 16:31:12 Securities United States securities law 73rd United States Congress United States Securities and Exchange Commission Depository Trust & Clearing Corporation Securities Exchange Act Settlement U.S. Securities and Exchange Commission Short Financial economics Financial system Finance
154	Microsoft Word - 1009_ITEM02.doc Add to Reading List Source URL: www.regents.iowa.gov Language: English - Date: 2009-10-22 15:26:00 Wells Fargo Regions Financial Corporation Bank of America U.S. Bancorp Hills Bank and Trust Company A. G. Edwards Financial services Economy of the United States Iowa
155	OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed] Add to Reading List Source URL: www.dtcc.com Language: English - Date: 2014-06-05 13:26:33 Finance United States securities law Central Securities Depositories 73rd United States Congress United States Securities and Exchange Commission Depository Trust & Clearing Corporation Security Securities Exchange Act U.S. Securities and Exchange Commission Financial economics Financial system Securities
156	ICAA June 11, 2004 Via Electronic Filing Jonathan G. Katz Secretary Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-06-14 15:51:10 Financial system Same-day affirmation Straight-through processing U.S. Securities and Exchange Commission Financial adviser Registered Investment Advisor Depository Trust & Clearing Corporation Short Goldman Sachs Financial economics Finance Transaction processing
157	Securities Transfer Association of Canada Richard M. Barnowski Secretary-Treasurer June 14th, 2004 Mr. Jonathan G. Katz Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-06-15 12:59:58 Finance Demat account Security Depository Trust & Clearing Corporation Depository participant Dematerialization Securities market Repurchase agreement U.S. Securities and Exchange Commission Financial economics Economics Securities
158	June 15, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, NW Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-06-17 12:29:55 Stock market Financial markets Transaction processing Self-regulatory organizations Depository Trust & Clearing Corporation Straight-through processing Financial Information eXchange Short U.S. Securities and Exchange Commission Financial economics Finance Business
159	June 16, 2004 Via e-mail: [removed] Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC[removed]Attention: Jonathan G. Katz, Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-06-17 12:28:45 Financial system Book entry Demat account Dematerialization Stock certificate Depository Trust & Clearing Corporation Direct holding system Settlement U.S. Securities and Exchange Commission Securities Financial economics Finance
160	Darla C. Stuckey Corporate Secretary New York Stock Exchange, Inc. 11 Wall Street New York, NY 10005 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-08-04 13:09:34 Financial system Self-regulatory organizations Depository Trust & Clearing Corporation U.S. Securities and Exchange Commission Dematerialization New York Stock Exchange Demat account Direct holding system Financial economics Economics Securities

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